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Disciplinary Hearing Notice

A disciplinary hearing notice invites an employee to a personal hearing before a panel or the disciplinary authority, where they can respond to specific allegations or to enquiry findings. It is used in companies that use a hearing-based process, and before deciding on a penalty after an enquiry report.

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Preview of the notice

[Highlighted] = fill in
[Company Logo][Company Name]

NOTICE OF DISCIPLINARY HEARING

Ref. No.:
[Reference Number]
Date:
[Date]

To,
[Employee Name]
[Designation], [Department]
Employee ID: [Employee ID]

Subject: Invitation to Disciplinary Hearing

Dear [Employee Name],

You are invited to attend a disciplinary hearing to [respond to the allegations set out in our letter Ref. ___ dated DD/MM/YYYY / present your comments on the findings of the Enquiry Officer in the enclosed report dated DD/MM/YYYY].

The matters to be considered at the hearing are:

  1. [Allegation or finding 1]
  2. [Allegation or finding 2]
ParticularsDetails
Date and time[DD/MM/YYYY], [Time]
Venue / video link[Venue / Link]
Chairperson[Name], [Designation]
Panel member[Name], [Designation]
HR representative and note-taker[HR Name]

At the hearing you may present your explanation, produce documents and, with prior notice, bring witnesses. You may be accompanied by a co-worker of your choice as permitted by the company's [Disciplinary Policy / Standing Orders]. Copies of the documents to be relied upon are enclosed.

If you cannot attend at the scheduled time for a genuine reason, please inform [HR Name] in writing by [DD/MM/YYYY], and an alternative date within [Number] days will be offered. If you do not attend without reasonable cause, the panel may consider the matter based on the records and any written submission you send.

No decision has been taken. A decision will be made only after considering what you present at the hearing, and will be communicated to you in writing.

Enclosures: [List]

For [Company Name]
[HR Name]
[Designation]
Received by
[Employee Name]
Date: [Date]

What this template includes

  • Purpose of the hearing and allegations or findings to be discussed
  • Panel members and their roles
  • Date, time, venue or video link
  • Documents enclosed or available for inspection
  • Right to be accompanied, present evidence and call witnesses
  • Process for rescheduling and effect of non-attendance

When to use it

  • Your company uses a hearing panel instead of a full domestic enquiry for some cases
  • The enquiry report has been shared and the employee is to be heard before penalty
  • A non-workman employee's case is being decided under a company disciplinary policy
  • The employee asked for a personal hearing in their reply

How to customise this template

  1. 1State whether the hearing is on allegations or on enquiry findings
  2. 2Enclose the enquiry report if the hearing is on findings
  3. 3Add a video conference option for employees at remote locations
  4. 4Name a note-taker who will prepare minutes

HR tips

  • Give enough notice for the employee to prepare
  • Keep panel members free of prior involvement
  • Share minutes after the hearing and allow comments
  • Decide only after the hearing, never before

Hearing procedures must match your standing orders or disciplinary policy and natural justice. Use this notice as a starting point and seek legal advice for cases that may result in a major penalty.

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Frequently asked questions

What is a disciplinary hearing?+

It is a formal meeting where an employee responds to allegations or enquiry findings before a panel or the disciplinary authority decides on any action.

Can the employee bring someone to a disciplinary hearing?+

Most policies allow a co-worker or representative to accompany the employee. Mention who is permitted in the notice.

Is a hearing needed after the enquiry report?+

Good practice is to share the enquiry report and give the employee a chance to comment or be heard before deciding the penalty.